Filing Details

Accession Number:
0001209191-22-036351
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-13 16:43:11
Reporting Period:
2022-06-10
Accepted Time:
2022-06-13 16:43:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880807 American Superconductor Corp AMSC Motors & Generators (3621) 042959321
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1703463 Jr W John Kosiba C/O American Superconductor Corporation
114 East Main St
Ayer MA 01432
Svp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-06-10 8,473 $5.97 188,759 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,209 Indirect By 401(k) Plan
Footnotes
  1. The reporting person received an award of 19,500 shares of restricted stock on October 31, 2019 that would vest upon American Superconductor Corporation's (the "Company") achievement of specified performance objectives. On June 9, 2022, the Board of Directors of the Company certified that maximum-level performance was achieved with respect to all such performance objectives. As a result, these shares have been fully vested. Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restrictedstock award. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
  2. The sales were executed in multiple trades at prices ranging from $5.90-$6.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
  3. Following all the transactions reported on this Form 4, the reporting person holds 188,759 shares directly.
  4. Following all the transactions reported on this Form 4, the reporting person holds 6,209 shares indirectly through the company's 401(k) plan as of June 13, 2022.