Filing Details

Accession Number:
0001225208-22-007997
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-13 10:12:24
Reporting Period:
2022-06-10
Accepted Time:
2022-06-13 10:12:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910073 New York Community Bancorp Inc NYCB Savings Institutions, Not Federally Chartered (6036) 061377322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511853 A. Ronald Rosenfeld 102 Duffy Avenue
Hicksville NY 11801
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-10 25,000 $9.27 30,000 No 4 P Indirect By RAR Trust II
Series A Preferred Stock Acquisiton 2022-06-10 10,000 $24.85 10,000 No 4 P Indirect By RAR Trust II
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By RAR Trust II
No 4 P Indirect By RAR Trust II
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 150,519 Indirect By RAR Trust
Common Stock 2,163 Indirect By Stock Award IX
Common Stock 600 Indirect By Stock Award VII
Common Stock 1,200 Indirect By Stock Award VIII
Common Stock 9,434 Indirect By Stock Award XI
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.30, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.75 to $24.87, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
  3. The number of shares held by RAR Trust includes certain shares that were previously held by Stock Awards and that have subsequently vested.
  4. The remaining 2,163 shares, granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 29, 2023.
  5. The remaining 600 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on February 15, 2023.
  6. The remaining 1,200 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 1, 2023.
  7. 9,434 shares granted under Stock Award XI on January 25, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 25, 2023.