Filing Details

Accession Number:
0001567619-22-012723
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-13 10:07:18
Reporting Period:
2022-06-09
Accepted Time:
2022-06-13 10:07:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1640384 Lm Funding America Inc. LMFA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458737 L. Andrew Graham 1200 Platt Street
Suite 100
Tampa FL 33606
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-09 9,200 $1.07 32,916 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $5.95 2031-10-28 12,605 12,605 Direct
Common Stock Stock Option (right to buy) $500.00 2025-10-22 100 100 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-10-28 12,605 12,605 Direct
2025-10-22 100 100 Direct
Footnotes
  1. Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan ("Plan"). Options will vest as to one-half of the option shares on April 26, 2022, and as to one-half of the option shares on October 28, 2022, subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer's common stock achieving a closing price of greater than $12.00 for 10 consecutive trading days. Notwithstanding, the options will not be exercisable unless and until the Plan is approved by the Issuer's stockholders within one year of grant date.
  2. This option is presently exercisable in full.