Filing Details

Accession Number:
0001933364-22-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-10 12:13:50
Reporting Period:
2019-07-02
Accepted Time:
2022-06-10 12:13:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
709005 Noble Romans Inc NROM Retail-Eating Places (5812) 351281154
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1933364 William Wildman 101 West Ohio Street
Suite 2000
Indianapolis IN 46204
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-18 3,000 $0.34 3,000 No 4 P Direct
Common Stock Acquisiton 2020-06-19 2,000 $0.35 5,000 No 4 P Direct
Common Stock Acquisiton 2020-07-23 1,500 $0.30 6,500 No 4 P Direct
Common Stock Acquisiton 2020-08-14 500 $0.32 7,000 No 4 P Direct
Common Stock Acquisiton 2020-09-25 1,000 $0.35 8,000 No 4 P Direct
Common Stock Acquisiton 2020-11-13 2,000 $0.33 10,000 No 4 P Direct
Common Stock Acquisiton 2020-11-18 5,000 $0.32 15,000 No 4 P Direct
Common Stock Acquisiton 2020-11-19 2,500 $0.32 17,500 No 4 P Direct
Common Stock Acquisiton 2020-11-19 2,500 $0.31 20,000 No 4 P Direct
Common Stock Acquisiton 2020-11-19 5,000 $0.32 25,000 No 4 P Direct
Common Stock Acquisiton 2020-11-19 5,000 $0.31 30,000 No 4 P Direct
Common Stock Acquisiton 2020-11-20 5,000 $0.31 35,000 No 4 P Direct
Common Stock Acquisiton 2020-11-20 5,000 $0.32 40,000 No 4 P Direct
Common Stock Acquisiton 2020-11-20 5,000 $0.32 45,000 No 4 P Direct
Common Stock Acquisiton 2020-12-08 5,000 $0.35 50,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Acquisiton 2019-07-02 40,000 $0.00 40,000 $0.60
Common Stock Non-Qualified Stock Option Acquisiton 2020-09-30 40,000 $0.00 40,000 $0.40
Common Stock Non-Qualified Stock Option Acquisiton 2021-07-02 40,000 $0.00 40,000 $0.70
Common Stock Non-Qualified Stock Option Acquisiton 2022-06-01 45,000 $0.00 45,000 $0.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2029-07-01 No 4 A Direct
40,000 2030-09-29 No 4 A Direct
40,000 2031-07-01 No 4 A Direct
45,000 2032-05-31 No 4 A Direct
Footnotes
  1. Vests on the earlier of (i) one-third on the first anniversary of the grant date, one-third on the second anniversary of the grant date and one-third on the third anniversary of the grant date; or (ii) 25% when the closing price of the Common Stock reaches $2.00 per share, 25% when the closing price of the Common Stock reaches $3.00 per share and the balance when the closing price of the Common Stock reaches $4.00 per share.