Filing Details

Accession Number:
0001104659-22-069919
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-10 08:26:08
Reporting Period:
2022-06-07
Accepted Time:
2022-06-10 08:26:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357971 Energy Services Of America Corp ESOA Water, Sewer, Pipeline, Comm & Power Line Construction (1623) 204606266
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1780236 S Frank Lucente 75 West 3Rd Ave
Huntington WV 25701
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-07 1,000 $3.07 355,499 No 4 P Direct
Common Stock Disposition 2022-06-07 1,000 $3.08 354,499 No 4 S Direct
Common Stock Disposition 2022-06-07 1,000 $3.07 353,499 No 4 S Direct
Common Stock Disposition 2022-06-07 1,000 $3.08 352,499 No 4 S Direct
Common Stock Disposition 2022-06-07 1,000 $3.06 351,499 No 4 S Direct
Common Stock Disposition 2022-06-07 1,000 $2.99 350,499 No 4 S Direct
Common Stock Disposition 2022-06-07 1,000 $2.98 349,499 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 38,673 Indirect Spouse
Footnotes
  1. This sale was matchable against a purchase under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Lucente has paid the Issuer $10.00, representing the full amount of profit realized in connection with the short-swing transactions. The amount of profit realized includes sales which occurred on June 7, 2022.