Filing Details

Accession Number:
0001433195-22-000060
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-09 19:30:55
Reporting Period:
2022-06-07
Accepted Time:
2022-06-09 19:30:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433195 Appfolio Inc APPF Services-Prepackaged Software (7372) 260359894
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1643523 Jonathan Walker 50 Castilian Drive
Santa Barbara CA 93117
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-06-07 2,388 $11.70 596,668 No 4 M Indirect By Trust
Class A Common Stock Acquisiton 2022-06-07 10,289 $13.43 606,957 No 4 M Indirect By Trust
Class A Common Stock Disposition 2022-06-07 6,822 $98.66 600,135 No 4 S Indirect By Trust
Class A Common Stock Disposition 2022-06-07 3,633 $99.38 596,502 No 4 S Indirect By Trust
Class A Common Stock Acquisiton 2022-06-09 9,945 $11.70 606,447 No 4 M Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Trust
No 4 M Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 M Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2022-06-07 26,925 $0.00 26,925 $4.92
Class A Common Stock Class B Common Stock Acquisiton 2022-06-07 26,925 $0.00 26,925 $0.00
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2022-06-07 2,388 $0.00 2,388 $11.70
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2022-06-07 10,289 $0.00 10,289 $13.43
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2022-06-09 9,945 $0.00 9,945 $11.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-12-03 2024-12-03 No 4 M Indirect
26,925 No 4 M Indirect
9,945 2017-02-24 2026-02-28 No 4 M Indirect
0 2019-02-20 2026-05-20 No 4 M Indirect
0 2017-02-24 2026-02-28 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 27,308 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 7,194 7,194 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
7,194 7,194 Direct
Footnotes
  1. This transaction was executed in multiple trades with sales prices ranging from $98.19 to $99.17. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
  2. This transaction was executed in multiple trades with sales prices ranging from $99.20 to $99.73. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
  3. The reported securities reflect the exercise of 26,925 incentive stock options.
  4. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
  5. All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
  6. The reported securities reflect the exercise of 1,645 incentive stock options and 743 nonqualified stock options.
  7. The reported securities reflect the exercise of 577 incentive stock options and 9,712 nonqualified stock options.
  8. The reported securities reflect the exercise of 9,945 nonqualified stock options.