Filing Details

Accession Number:
0001104659-22-068715
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-06 21:56:15
Reporting Period:
2022-06-03
Accepted Time:
2022-06-06 21:56:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4281 Howmet Aerospace Inc. HWM Rolling Drawing & Extruding Of Nonferrous Metals (3350) 250317820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1688603 Ken Giacobbe 201 Isabella Street
Suite 200
Pittsburgh PA 15212
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-03 53,978 $20.27 420,113 No 4 M Direct
Common Stock Acquisiton 2022-06-03 25,570 $28.98 445,683 No 4 M Direct
Common Stock Disposition 2022-06-03 63,304 $36.31 382,379 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2022-06-03 53,978 $0.00 53,978 $20.27
Common Stock Employee Stock Option (right to buy) Disposition 2022-06-03 25,570 $0.00 25,570 $28.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2027-01-13 No 4 M Direct
0 2028-01-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 676 Indirect By Company 401(k) Plan
Footnotes
  1. Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the stock options.
  2. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.14 to $36.49. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  3. The option became exercisable in three equal annual installments beginning on January 13, 2018, which was the first anniversary of the date on which the option was granted.
  4. The option became exercisable in three equal annual installments beginning on January 19, 2019, which was the first anniversary of the date on which the option was granted.