Filing Details
- Accession Number:
- 0001421517-22-000084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-06 18:09:06
- Reporting Period:
- 2022-06-03
- Accepted Time:
- 2022-06-06 18:09:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397838 | J Alexander Buehler | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-06-03 | 16,449 | $3.53 | 31,261 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-06-03 | 33,551 | $2.92 | 64,812 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-06-03 | 50,000 | $21.34 | 14,812 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-06-03 | 16,449 | $3.53 | 16,449 | $3.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-06-03 | 33,551 | $2.92 | 33,551 | $2.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-06 | No | 4 | M | Direct | |
| 19,841 | 2025-06-23 | No | 4 | M | Direct |
Footnotes
- This figure is the weighted average sales price of multiple trades ranging from $21.270 to $21.485 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
- The shares were fully vested on June 20, 2015.
- The shares were fully vested on June 17, 2016.
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