Filing Details

Accession Number:
0001209191-11-033685
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-06-08 15:29:36
Reporting Period:
2010-07-21
Filing Date:
2011-06-08
Accepted Time:
2011-06-08 15:29:36
Original Submission Date:
2010-08-06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1109242 Hanmi Financial Corp HAFC National Commercial Banks (6021) 954788120
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456501 Alan John Hall 3660 Wilshire Blvd. Ph-A
Los Angeles CA 90010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-21 6,000 $1.20 21,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $1.35 2010-04-08 2019-04-07 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-04-07 20,000 20,000 Direct
Footnotes
  1. X was incorrect since it was a private purchase of non-derivative security.
  2. 9,000 was incorrect. Instead, 6,000 was purchased.
  3. The original number of 9,000 was incorrect. This includes 6,000 common stock purchased by rights offering and 15,000 restricted stock bonus award granted on April 8, 2009 which vests over 5 years.