Filing Details
- Accession Number:
- 0001567619-22-012344
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-03 17:44:52
- Reporting Period:
- 2022-06-01
- Accepted Time:
- 2022-06-03 17:44:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 797468 | Occidental Petroleum Corp | OXY | Crude Petroleum & Natural Gas (1311) | 954035997 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1643753 | O Christopher Champion | Occidental Petroleum Corporation 5 Greenway Plaza, Suite 110 Houston TX 77046 | Vp, Cao And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-06-01 | 95,129 | $40.03 | 138,432 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-06-01 | 11,465 | $25.39 | 149,897 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-06-01 | 106,594 | $70.44 | 43,303 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-06-01 | 5,000 | $70.37 | 38,303 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-06-01 | 5,396 | $0.00 | 32,907 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2022-06-01 | 95,129 | $0.00 | 95,129 | $40.03 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2022-06-01 | 11,465 | $0.00 | 11,465 | $25.39 |
| Common Stock | Warrants (Right to buy) | Disposition | 2022-06-01 | 2,097 | $47.27 | 2,097 | $22.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,564 | 2030-02-14 | No | 4 | M | Direct | |
| 22,929 | 2031-02-12 | No | 4 | M | Direct | |
| 0 | 2020-08-31 | 2027-08-03 | No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,950 | Indirect | By OPC Savings Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $70.72, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.17 to $70.62, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Based on a plan statement dated June 1, 2022.
- One-third of the 2020 option, representing a right to purchase a total of 142,693 shares of common stock, vested on each of February 28, 2021 and February 28, 2022, and the remaining unvested portion will vest on February 28, 2023. Anti-dilution adjustments were made to the exercise price and the number of shares of common stock underlying the option in connection with the warrant distribution on August 3, 2020.
- One-third of the 2021 option, representing a right to purchase a total of 34,394 shares of common stock, vested on February 28, 2022, and the remaining unvested portion will vest ratably on February 28, 2023 and 2024.
- The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $47.05 to $47.43, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth above.
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