Filing Details

Accession Number:
0001209191-22-033928
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-03 15:06:18
Reporting Period:
2016-08-03
Accepted Time:
2022-06-03 15:06:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1671584 Aptevo Therapeutics Inc. APVO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1501240 John Niederhuber C/O Aptevo Therapeutics Inc.
2401 4Th Avenue, Suite 1050
Seattle WA 98121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-14 714 $0.91 1,516 No 4 P Direct
Common Stock Acquisiton 2022-06-01 298 $0.00 1,814 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2022-06-01 298 $0.00 298 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
595 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 802 Direct
Footnotes
  1. Shares received in a pro rata distribution by Emergent BioSolutions Inc. ("Emergent") as a result of the spin-off of the Issuer from Emergent, effective August 1, 2016, and adjusted to reflect a 1-for-14 reverse stock split of the Issuer's common stock effective as of March 26, 2020.
  2. Reflects a 1-for-14 reverse stock split of the Issuer's common stock effective as of March 26, 2020.
  3. Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
  4. On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.