Filing Details

Accession Number:
0001261654-22-000086
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-02 16:38:01
Reporting Period:
2022-05-31
Accepted Time:
2022-06-02 16:38:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261654 Universal Technical Institute Inc UTI Services-Educational Services (8200) 860226984
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1723537 Alan Jerome Grant 4225 E. Windrose Drive
Suite 200
Phoenix AZ 85032
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Disposition 2022-05-31 20,000 $9.08 87,152 No 4 S Direct
Common Stock, $0.0001 Par Value Disposition 2022-06-01 25,000 $9.12 62,152 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The Reporting Person's sale of shares was completed in connection with his financial planning needs, including for tax and estate planning purposes.
  2. The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.24, inclusive. The Reporting Person undertakes to provide to Universal Technical Institute, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.23, inclusive. The Reporting Person undertakes to provide to Universal Technical Institute, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.