Filing Details

Accession Number:
0001567619-22-011949
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-31 17:18:13
Reporting Period:
2022-05-26
Accepted Time:
2022-05-31 17:18:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505497 Biorestorative Therapies Inc. BRTX Services-Misc Health & Allied Services, Nec (8090) 911835664
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1677513 Dale Broadrick 3003 Brick Church Pike
Nashville TN 37207
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-26 4,950 $3.51 259,303 No 4 P Direct
Common Stock Disposition 2022-05-26 2,000 $3.44 257,303 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 316,972 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to acquire Common Stock $120.00 2019-02-19 2024-02-19 125 125 Direct
Common Stock Warrant to acquire Common Stock $120.00 2019-02-19 2024-02-19 125 125 Direct
Common Stock Warrant to acquire Common Stock $120.00 2019-05-07 2024-05-07 138 138 Direct
Common Stock Warrant to acquire Common Stock $120.00 2019-05-07 2024-05-07 138 138 Direct
Common Stock Warrant to acquire Common Stock $120.00 2019-10-16 2024-10-16 833 833 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-02-19 125 125 Direct
2024-02-19 125 125 Direct
2024-05-07 138 138 Direct
2024-05-07 138 138 Direct
2024-10-16 833 833 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $3.4787 to $3.5599 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  2. This transaction was executed in multiple trades at prices ranging from $3.39 to $3.465 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  3. Owned by Fleetco, Inc. of which reporting person is a 93% shareholder.