Filing Details

Accession Number:
0000927628-22-000208
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-31 16:17:22
Reporting Period:
2022-05-26
Accepted Time:
2022-05-31 16:17:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF National Commercial Banks (6021) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1748065 Sheldon Hall 1680 Capital One Drive
Mclean VA 22102
Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-05-26 14,504 $125.00 68,337 No 4 S Direct
Common Stock Disposition 2022-05-26 4,094 $125.00 94 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Spouse
Footnotes
  1. This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
  3. This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on November 12, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.