Filing Details

Accession Number:
0001209191-22-032621
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-27 17:02:24
Reporting Period:
2022-05-26
Accepted Time:
2022-05-27 17:02:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1333986 Equitable Holdings Inc. EQH Insurance Agents, Brokers & Service (6411) 585512450
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441552 Nick Lane C/O Equitable Holdings, Inc.
1290 Avenue Of The Americas
New York NY 10104
(See Remarks) No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-26 20,725 $18.74 136,732 No 4 M Direct
Common Stock Disposition 2022-05-26 20,725 $30.04 116,007 No 4 S Direct
Common Stock Disposition 2022-05-26 5,000 $30.01 111,007 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2022-05-26 20,725 $0.00 20,725 $18.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
176,589 2029-02-14 No 4 M Direct
Footnotes
  1. The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.
  2. Includes restricted stock units.
  3. This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
  4. This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
  5. Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.