Filing Details

Accession Number:
0001562180-22-004460
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-26 17:27:16
Reporting Period:
2022-05-24
Accepted Time:
2022-05-26 17:27:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280784 Hercules Capital Inc. HTGC () 743113410
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1907321 Christian Follmann C/O Hercules Capital, Inc.
400 Hamilton Avenue, Suite 310
Palo Alto CA 94301
Chief Operating Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-24 213 $13.89 48,869 No 4 A Direct
Common Stock Disposition 2022-05-26 420 $14.23 48,449 No 4 S Direct
Common Stock Acquisiton 2022-05-26 420 $14.24 48,869 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 P Direct
Footnotes
  1. Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.