Filing Details

Accession Number:
0001209191-11-033373
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-07 10:36:52
Reporting Period:
2011-06-03
Filing Date:
2011-06-07
Accepted Time:
2011-06-07 10:36:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399855 National American University Holdings Inc. NAUH Services-Educational Services (8200) 830479936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477781 D Robert Buckingham 5311 Carriage Hills Drive
Rapid City SD 57702
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-03 100,000 $5.50 10,245,985 No 4 X Indirect by H. & E. Buckingham Limited Partnership
Common Stock Disposition 2011-06-03 68,493 $8.03 10,177,492 No 4 S Indirect by H. & E. Buckingham Limited Partnership
Common Stock Acquisiton 2011-06-06 25,000 $5.50 10,202,492 No 4 X Indirect by H. & E. Buckingham Limited Partnership
Common Stock Disposition 2011-06-06 17,166 $8.01 10,185,326 No 4 S Indirect by H. & E. Buckingham Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect by H. & E. Buckingham Limited Partnership
No 4 S Indirect by H. & E. Buckingham Limited Partnership
No 4 X Indirect by H. & E. Buckingham Limited Partnership
No 4 S Indirect by H. & E. Buckingham Limited Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrant (right to buy) Disposition 2011-06-03 100,000 $0.00 100,000 $5.50
Common Stock Common Stock Purchase Warrant (right to buy) Disposition 2011-06-06 25,000 $0.00 57,683 $5.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,416,247 2009-11-23 2011-11-22 No 4 X Indirect
1,391,247 2009-11-23 2011-11-22 No 4 X Indirect
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for puspoes of Section 16 or for any other purpose.
  2. On June 3, 2011, H. & E. Buckingham Limited Partnership ("Partnership") exercised warrants to purchase 100,000 shares of the Issuer's common stock for $5.50 a share. The Partnership paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 68,493 of the warrant shares to pay the exercise price and issuing to the Partnership the remaining 31,506 shares. The Issuer also paid $6.83 to the Partnership in lieu of a fractional share.
  3. On June 6, 2011, H. & E. Buckingham Limited Partnership ("Partnership") exercised warrants to purchase 25,000 shares of the Issuer's common stock for $5.50 a share. The Partnership paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 17,166 of the warrant shares to pay the exercise price and issuing to the Partnership the remaining 7,833 shares. The Issuer also paid $7.69 to the Partnership in lieu of a fractional share.