Filing Details

Accession Number:
0001214659-22-007393
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-24 17:14:43
Reporting Period:
2022-05-20
Accepted Time:
2022-05-24 17:14:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1721484 Longeveron Inc. LGVN Pharmaceutical Preparations (2834) 472174146
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1845308 Rock Soffer 1951 Nw 7Th Avenue
Suite 520
Miami FL 33136
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-05-20 7,500 $8.06 684,351 No 4 S Direct
Common Stock Disposition 2022-05-23 8,000 $7.78 676,351 No 4 S Direct
Common Stock Disposition 2022-05-24 4,000 $7.50 672,351 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The trade was executed in a series of transactions with a price range of $8.05 to $8.09, inclusive. The reporting person undertakes to provide to Longeveron Inc., any security holder of Longeveron Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The trade was executed in a series of transactions with a price range of $7.70 to $7.80, inclusive. The reporting person undertakes to provide to Longeveron Inc., any security holder of Longeveron Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Share amounts include 640,098 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.