Filing Details

Accession Number:
0001209191-22-031527
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-23 21:07:03
Reporting Period:
2022-05-19
Accepted Time:
2022-05-23 21:07:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
351834 Sunopta Inc. STKL Wholesale-Farm Product Raw Materials (5150) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1788867 David Largey 7078 Shady Oak Road
Eden Prairie MN 55344
Chief Quality Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2022-05-19 6,788 $4.73 78,143 No 4 M Direct
Common Shares Disposition 2022-05-19 6,788 $7.14 71,355 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option (Right to Buy) Disposition 2022-05-19 6,788 $0.00 6,788 $4.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,576 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.08 to $7.24, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
  2. The Stock Options vest in three equal annual installments beginning on July 10, 2021, subject to the continued employment of the reporting person through each such vesting date.
  3. The options expire 10 years from the award date, subject to continued employment through each such vesting date.