Filing Details
- Accession Number:
- 0001209191-22-031444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-23 18:32:10
- Reporting Period:
- 2022-05-15
- Accepted Time:
- 2022-05-23 18:32:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1543916 | Forgerock Inc. | FORG | Services-Prepackaged Software (7372) | 331223363 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612102 | M Peter Barker | C/O Forgerock, Inc. 201 Mission Street, Suite 2900 San Francisco CA 94105 | Chief Product Officer & Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-05-15 | 2,000 | $14.95 | 123,654 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2022-05-19 | 2,000 | $16.75 | 121,654 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares were acquired on May 15, 2022 through the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 10b-3(d) and Rule 10b-3(c).
- The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2021.
Billionaire Hedge Funds
