Filing Details

Accession Number:
0000921895-22-001758
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-20 20:01:32
Reporting Period:
2022-05-18
Accepted Time:
2022-05-20 20:01:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580808 A10 Networks Inc. ATEN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443284 Eric Singer C/O A10 Networks, Inc.
2300 Orchard Parkway
San Jose CA 95131
Yes No No No
1606750 Viex Opportunities Fund, Lp Series One C/O A10 Networks, Inc.
2300 Orchard Parkway
San Jose CA 95131
No No No Yes
1659404 Viex Opportunities Fund, Lp - Series Two C/O A10 Networks, Inc.
2300 Orchard Parkway
San Jose CA 95131
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.00001 Disposition 2022-05-18 100,000 $14.78 205,541 No 4 S Indirect By Viex Opportunities Fund, LP - Series One
Common Stock, Par Value $0.00001 Disposition 2022-05-19 30,000 $14.60 175,541 No 4 S Indirect By Viex Opportunities Fund, LP - Series One
Common Stock, Par Value $0.00001 Disposition 2022-05-18 35,691 $14.78 67,345 No 4 S Indirect By Viex Opportunities Fund, LP - Series Two
Common Stock, Par Value $0.00001 Disposition 2022-05-19 14,309 $14.60 53,076 No 4 S Indirect By Viex Opportunities Fund, LP - Series Two
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Viex Opportunities Fund, LP - Series One
No 4 S Indirect By Viex Opportunities Fund, LP - Series One
No 4 S Indirect By Viex Opportunities Fund, LP - Series Two
No 4 S Indirect By Viex Opportunities Fund, LP - Series Two
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.00001 73,139 Direct
Footnotes
  1. This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").
  2. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
  3. Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
  4. Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.
  5. Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.70 to $15.01. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.
  6. Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.40 to $14.85. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.