Filing Details
- Accession Number:
- 0001104659-22-062969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-19 17:25:47
- Reporting Period:
- 2021-11-14
- Accepted Time:
- 2022-05-19 17:25:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1426506 | Smg Industries Inc. | SMGI | Transportation Services (4700) | 510662991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1839731 | H Steven Madden | 9821 Katy Pkwy #880 Houston TX 77024 | Chief Transition Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Acquisiton | 2021-11-14 | 300,000 | $0.00 | 6,515,118 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-12-14 | 375,000 | $0.00 | 6,890,118 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-12-23 | 375,000 | $0.00 | 7,265,118 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-12-31 | 194,108 | $0.00 | 7,459,236 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2022-02-11 | 142,538 | $0.00 | 7,601,764 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2022-02-14 | 375,000 | $0.00 | 7,976,764 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2022-03-03 | 675,000 | $0.00 | 8,651,764 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2022-01-06 | 750,000 | $0.00 | 1,299,000 | No | 4 | P | Indirect | By Apex Heritage Investments LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Apex Heritage Investments LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Convertible Note | Acquisiton | 2021-11-14 | 0 | $200,000.00 | 2,000,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-12-14 | 0 | $250,000.00 | 2,500,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-12-31 | 0 | $129,405.00 | 1,294,050 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-11-14 | 2023-11-14 | No | 4 | P | Direct |
| 0 | 2021-12-14 | 2023-12-14 | No | 4 | P | Direct |
| 0 | 2021-12-31 | 2023-12-31 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.001 | 375,000 | Indirect | By Madden Heritage Foundation |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Convertible Note | $0.10 | 2020-08-20 | 2022-08-20 | 3,660,000 | 0 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-08-20 | 3,660,000 | 0 | Indirect |
Footnotes
- Issued as bonus shares in connection with the purchase of convertible notes from the Issuer.
- Issued as bonus shares in connection with the purchase of non-convertible notes from the Issuer.
- APEX Heritage participated in a loan to the Issuer in February 2020, the shares issued in connection with such loan were distributed to APEX Heritage in January 2022, prior thereto APEX Heritage did not have voting or dispositive control over the shares.
Billionaire Hedge Funds
