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Home > Insider Trading > Filing (0001251859-22-000002)

Filing Details

Accession Number:
0001251859-22-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-18 17:06:17
Reporting Period:
2022-05-17
Accepted Time:
2022-05-18 17:06:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251859 Daniel Asher 111 W Jackson Blvd
20Th Fl
Chicago IL 60604		 No No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-05-17 300 $51.00 1,323,593 No 4 S Indirect Thru Equitec Proprietary Markets, LLC
Common Stock Acquisiton 2022-05-17 6,000 $49.41 1,329,593 No 4 P Indirect thru Equitec Proprietary Markers, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Thru Equitec Proprietary Markets, LLC
No 4 P Indirect thru Equitec Proprietary Markers, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 730,800 Indirect Thru AFOB FIP RILY, LLC
Common Stock 825,000 Indirect thru DJ Fund Investments, LLC - Series E
Footnotes
  1. The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC
  2. AFO Blackberry, LLC is the managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC
  3. Daniel Asher holds shared investment and voting power over the 825,000 DJ Fund shares with DJ Fund, pursuant to an informal, unwritten agreement.