Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2022-05-18 15:57:42
Reporting Period:
Accepted Time:
2022-05-18 15:57:42
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1444157 M David Rothenstein C/o Ciena Corporation
7035 Ridge Rd.
Hanover MD 21076-1426
Sr. Vp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-05-16 3,500 $51.97 255,636 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021.
  2. Reflects the weighted average sales price with transactions in a range of sales from $51.66 to $52.30. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
  3. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Also reflects an additional 10 shares withheld to cover payment of tax liabilities related to a PSU award agreement that were not included on the reporting person's Form 4 filed December 22, 2020 due to a clerical error.