Filing Details

Accession Number:
0001637655-22-000114
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-17 19:01:25
Reporting Period:
2022-05-13
Accepted Time:
2022-05-17 19:01:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1637655 Horizon Global Corp HZN Motor Vehicle Parts & Accessories (3714) 473574483
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1858308 Frederick John Barrett C/O Horizon Global Corporation
47912 Halyard Drive, Suite 100
Plymouth MI 48170
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-13 114,500 $2.48 2,430,528 No 4 P Indirect See Footnote
Common Stock Acquisiton 2022-05-16 5,000 $2.34 2,435,528 No 4 P Indirect See Footnote
Common Stock Acquisiton 2022-05-17 1,300 $2.27 2,436,828 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.45 to $2.48. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.32 to $2.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.26 to $2.28. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.