Filing Details
- Accession Number:
- 0001639825-22-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-17 16:37:46
- Reporting Period:
- 2022-05-15
- Accepted Time:
- 2022-05-17 16:37:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1639825 | Peloton Interactive Inc. | PTON | Sporting & Athletic Goods, Nec (3949) | 473533761 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1692941 | J Allen Klingsick | C/O Peloton Interactive, Inc. 441 Ninth Avenue, Sixth Floor New York NY 10001 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-05-15 | 312 | $0.00 | 17,492 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-05-15 | 346 | $0.00 | 17,838 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-05-15 | 504 | $0.00 | 18,342 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-05-15 | 829 | $0.00 | 19,171 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-05-15 | 1,935 | $0.00 | 21,106 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-05-16 | 1,463 | $15.42 | 19,643 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-05-16 | 3,893 | $0.00 | 23,536 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-05-17 | 1,456 | $15.01 | 22,080 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-05-15 | 312 | $0.00 | 312 | $0.00 |
| Class A Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-05-15 | 346 | $0.00 | 346 | $0.00 |
| Class A Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-05-15 | 504 | $0.00 | 504 | $0.00 |
| Class A Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-05-15 | 829 | $0.00 | 829 | $0.00 |
| Class A Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-05-15 | 1,935 | $0.00 | 1,935 | $0.00 |
| Class A Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-05-16 | 3,893 | $0.00 | 3,893 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,808 | No | 4 | M | Direct | ||
| 4,500 | No | 4 | M | Direct | ||
| 4,537 | No | 4 | M | Direct | ||
| 12,442 | No | 4 | M | Direct | ||
| 29,030 | No | 4 | M | Direct | ||
| 31,143 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.4109 to $15.4200 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The RSUs vest as to 6.25% of the total shares quarterly, commencing November 15, 2020, with 100% of the total shares vested on August 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.
- The RSUs vest as to 6.25% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested on August 15, 2025, subject to the reporting person's provision of service to the issuer on each vesting date.
- The RSUs vest as to 8.33% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested on August 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.
- The RSUs vest as to 6.25% of the total shares quarterly, commencing May 15, 2022, with 100% of the total shares vested on February 15, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.
- The RSUs vested as to 25% of the total shares on May 17, 2021, then 6.25% of the total shares vest quarterly on the first trading day on or after each of February 15, May 15, August 15 and November 15, with 100% of the total shares vested on May 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.
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