Filing Details

Accession Number:
0001140361-22-019452
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-16 19:07:18
Reporting Period:
2022-05-12
Accepted Time:
2022-05-16 19:07:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1831096 Great Elm Group Inc. GEG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475698 H James Hugar C/O Great Elm Group, Inc.
800 South Street, Suite 230
Waltham MA 02453
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-12 3,359 $1.93 161,685 No 4 P Direct
Common Stock Acquisiton 2022-05-13 1,359 $2.05 163,044 No 4 P Direct
Common Stock Acquisiton 2022-05-16 1,674 $2.11 164,718 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $2.00, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.05, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.06 to $2.16, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.