Home > Insider Trading > Filing (0001213900-22-027010)

Filing Details

Accession Number:: 0001213900-22-027010
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-05-16 15:19:21
Reporting Period:: 2022-05-12

Accepted Time:: 2022-05-16 15:19:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1786108	Trinity Capital Inc.	TRIN	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1796795	Steven Kyle Brown	C/O Trinity Capital Inc. 1 N. 1St Street, 3Rd Floor Phoenix AZ 85004	President & Cio	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-05-12	3,463	$15.22	653,986	No	4	P	Direct
Common Stock	Acquisiton	2022-05-13	4,519	$15.49	658,505	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,800	Indirect	By The Kyle and Amy Brown Family Trust, dated February 4, 2019
Common Stock	10,825	Indirect	By KBIZ Corp., which Mr. K. Brown solely owns and controls

Footnotes

The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.16 to $15.33 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital, Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.44 to $15.50 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital, Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Includes 208,092 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.
Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.
Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.