Filing Details

Accession Number:
0001209191-22-029012
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-13 20:19:20
Reporting Period:
2022-05-13
Accepted Time:
2022-05-13 20:19:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642545 Shockwave Medical Inc. SWAV () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404227 Evan Douglas Godshall C/O Shockwave Medical, Inc.
5403 Betsy Ross Drive
Santa Clara CA 95054
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-13 5,000 $3.42 147,926 No 4 M Direct
Common Stock Disposition 2022-05-13 5,000 $150.00 142,926 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2022-05-13 5,000 $0.00 5,000 $3.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
464,799 2027-05-09 No 4 M Direct
Footnotes
  1. All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/27/2022.
  2. All reported securities were sold at a price of $150.00.
  3. Twenty-Five percent of the shares subject to this option vested on 5/9/18 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.