Filing Details
- Accession Number:
- 0001144204-11-034010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-03 21:00:36
- Reporting Period:
- 2011-05-24
- Filing Date:
- 2011-06-03
- Accepted Time:
- 2011-06-03 21:00:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1349437 | Towerstream Corp | TWER | Communications Services, Nec (4899) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397931 | Paul Koehler | C/O Towerstream Corporation 55 Hammarlund Way Middletown RI 02842 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-05-24 | 42,049 | $0.00 | 42,049 | No | 4 | X | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-05-31 | 42,049 | $5.32 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2011-05-24 | 48,650 | $0.00 | 48,650 | $0.73 |
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2011-06-01 | 50,000 | $0.00 | 50,000 | $5.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-06-01 | 2014-05-13 | No | 4 | X | Direct |
| 50,000 | 2021-05-31 | No | 4 | A | Direct |
Footnotes
- 42,049 shares were issued as result of a cashless exercise of a non-qualified stock option to purchase 48,650 shares of common stock. 6,601 shares were retained by the Company to fund the exercise.
- Options granted under the registrant's 2008 Non-Employee Directors Compensation Plan. The options vest ratably over a one year period commencing on the grant date.
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