Filing Details
- Accession Number:
- 0001104659-22-059463
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-12 16:26:11
- Reporting Period:
- 2022-05-11
- Accepted Time:
- 2022-05-12 16:26:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1552800 | Tile Shop Holdings Inc. | TTSH | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 455538095 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1731797 | Cabell Lolmaugh | C/O Tile Shop Holdings, Inc. 14000 Carlson Parkway Plymouth MN 55441 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-05-11 | 4,375 | $4.56 | 205,127 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $10.00 | 2022-08-21 | 2,750 | 2,750 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $14.19 | 2022-07-14 | 1,613 | 1,613 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $8.50 | 2027-11-06 | 26,900 | 26,900 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $5.55 | 2028-02-22 | 56,000 | 56,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $6.26 | 2029-02-20 | 97,067 | 97,067 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-08-21 | 2,750 | 2,750 | Direct |
| 2022-07-14 | 1,613 | 1,613 | Direct |
| 2027-11-06 | 26,900 | 26,900 | Direct |
| 2028-02-22 | 56,000 | 56,000 | Direct |
| 2029-02-20 | 97,067 | 97,067 | Direct |
Footnotes
- Includes (i) 56,988 shares of restricted stock for which the risks of forfeiture will lapse as to 28,494 shares on each of 3/16/23 and 3/16/24; (ii) 10,147 shares of restricted stock for which the risks of forfeiture will lapse as to 5,066 shares on 3/15/23 and 5,081 shares on 3/15/24; (iii) 15,411 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/7/23, 3/7/24 and 3/7/25; and
- (iv) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 21,299 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 9,128 and 12,171 shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, and (B) 30,823 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30%, 30% and 40% of the shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.
- Fully exercisable.
- Options to purchase 24,267 shares vest on 2/20/23.
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