Filing Details

Accession Number:
0001112679-11-000049
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-03 19:15:19
Reporting Period:
2011-06-01
Filing Date:
2011-06-03
Accepted Time:
2011-06-03 19:15:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200483 J Alfred Amoroso C/O Rovi Corporation
2830 De La Cruz Blvd
Santa Clara CA 95050
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-01 23,959 $13.53 128,959 No 4 M Direct
Common Stock Disposition 2011-06-01 23,959 $57.27 105,000 No 4 S Direct
Common Stock Acquisiton 2011-06-01 1,667 $15.52 106,667 No 4 M Direct
Common Stock Disposition 2011-06-01 1,667 $57.27 105,000 No 4 S Direct
Common Stock Acquisiton 2011-06-01 5,729 $15.73 110,729 No 4 M Direct
Common Stock Disposition 2011-06-01 5,729 $57.27 105,000 No 4 S Direct
Common Stock Acquisiton 2011-06-01 2,604 $30.00 107,604 No 4 M Direct
Common Stock Disposition 2011-06-01 2,604 $57.27 105,000 No 4 S Direct
Common Stock Acquisiton 2011-06-01 4,521 $36.74 109,521 No 4 M Direct
Common Stock Disposition 2011-06-01 4,521 $57.27 105,000 No 4 S Direct
Common Stock Acquisiton 2011-06-01 1,875 $36.74 106,875 No 4 M Direct
Common Stock Disposition 2011-06-01 1,875 $57.27 105,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2011-06-01 23,959 $0.00 23,959 $13.53
Common Stock Employee Stock Options (right to buy) Disposition 2011-06-01 1,667 $0.00 1,667 $15.52
Common Stock Employee Stock Options (right to buy) Disposition 2011-06-01 5,729 $0.00 5,729 $15.73
Common Stock Employee Stock Options (right to buy) Disposition 2011-06-01 2,604 $0.00 2,604 $30.00
Common Stock Employee Stock Options (right to buy) Disposition 2011-06-01 4,521 $0.00 4,521 $36.74
Common Stock Employee Stock Options (right to buy) Disposition 2011-06-01 1,875 $0.00 1,875 $36.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-06-01 No 4 M Direct
25,000 2015-09-01 No 4 M Direct
120,313 2016-03-01 No 4 M Direct
70,313 2016-09-01 No 4 M Direct
153,709 2017-04-01 No 4 M Direct
63,750 2017-04-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
  2. Shares sold on the open market are reported as an average sell price per share of $57.27; breakdown of shares sold and per share sale prices are as follows: 200 at $56.92; 700 at $56.93; 400 at $56.95; 600 at $56.96; 300 at $56.97; 1,298 at $56.98; 102 at $56.99; 800 at $57.00; 300 at $57.01; 341 at $57.02; 512 at $57.03; 247 at $57.04; 800 at $57.05; 200 at $57.06; 200 at $57.08; 600 at $57.09; 300 at $57.10; 1,310 at $57.11; 1,000 at $57.12; 2,190 at $57.13; 1,100 at $57.14; 800 at $57.15; 300 at $57.16; 600 at $57.17; 900 at $57.18; 200 at $57.19; 1,000 at $57.20; 800 at $57.21; 400 at $57.22; 200 at $57.23; 900 at $57.24; 1,700 at $57.25; 600 at $57.26; 597 at $57.27; 700 at $57.28; 900 at $57.29; 1,103 at $57.30; 466 at $57.31; 522 at $57.32; 412 at $57.33; 100 at $57.34; 800 at $57.35; 800 at $57.36; 300 at $57.37; 500 at $57.38; 200 at $57.39; 717 at $57.40; 483 at $57.41; 300 at $57.42; 200 at $57.43; 100 at $57.44; additional shares sold continued on Footnote (3).
  3. Shares sold on the open market are reported as an average sell price per share of $57.27 (continued); breakdown of shares sold and per share sale prices are as follows: 600 at $57.46; 900 at $57.47; 400 at $57.52; 1,000 at $57.55; 400 at $57.56; 1,301 at $57.57; 800 at $57.58; 500 at $57.60; 500 at $57.61; 840 at $57.62; 604 at $57.64; 1,295 at $57.65; 60 at $57.68 and 55 at $57.70.
  4. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  5. Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  7. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  8. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.