Filing Details
- Accession Number:
- 0001441683-22-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-11 16:03:17
- Reporting Period:
- 2022-05-10
- Accepted Time:
- 2022-05-11 16:03:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441683 | Appian Corp | APPN | Services-Prepackaged Software (7372) | 541956084 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1913014 | Pavel Zamudio-Ramirez | 7950 Jones Branch Drive Mclean VA 22102 | Chief Customer Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-05-10 | 588 | $0.00 | 3,944 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-05-10 | 6,446 | $0.00 | 10,390 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-05-10 | 2,165 | $54.62 | 8,225 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Disposition | 2022-05-10 | 588 | $0.00 | 588 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2022-05-10 | 6,446 | $0.00 | 6,446 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,764 | No | 4 | M | Direct | ||
| 12,897 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | $0.00 | 4,136 | 4,136 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 4,136 | 4,136 | Direct |
Footnotes
- Includes the following shares acquired under the Appian Corporation Employee Stock Purchase Plan: 104 shares on 2/7/22, 108 shares on 3/4/22, 84 shares on 4/5/22 and 109 shares on 5/4/22.
- Shares sold to cover taxes due upon vesting of RSUs.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.46 to $54.70, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
- The RSUs were granted on May 4, 2021 and vest in four equal annual installments commencing on May 5, 2022, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
- The RSUs were granted on May 5, 2020. 6,446 vested on May 5, 2022, and 4,299 will vest on each of May 5, 2023, May 5, 2024 and May 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
- The RSUs were granted on November 2, 2021 and vest in four equal annual installments commencing on November 5, 2022, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
- Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
Billionaire Hedge Funds
