Filing Details

Accession Number:
0001567619-22-009789
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-05-09 16:28:06
Reporting Period:
2022-05-04
Accepted Time:
2022-05-09 16:28:06
Original Submission Date:
2022-05-06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509261 Rezolute Inc. RZLT () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1394875 M Gil Labrucherie C/O Rezolute, Inc.
201 Redwood Shores Parkway, Suite 315
Redwood City CA 94065
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-04 52,631 $3.80 53,572 No 4 P Indirect The Labrucherie Trust dated 9/1/2009
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect The Labrucherie Trust dated 9/1/2009
Footnotes
  1. The Reporting Person acquired these shares of common stock in connection with the Issuer's closing of registered direct public offering on May 4, 2022.
  2. Issuer effected a 50:1 reverse stock split on October 9, 2020. Reporting Person's indirect holdings following the split were 941 shares.