Filing Details

Accession Number:
0001751788-22-000112
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-06 16:49:41
Reporting Period:
2022-05-04
Accepted Time:
2022-05-06 16:49:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1751788 Dow Inc. DOW () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514396 I Howard Ungerleider 2211 H.h. Dow Way
Midland MI 48674
President And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-04 104,101 $32.57 218,307 No 4 M Direct
Common Stock Disposition 2022-05-04 104,101 $68.70 114,206 No 4 S Direct
Common Stock Disposition 2022-05-04 8,064 $0.00 106,142 No 4 G Direct
Common Stock Acquisiton 2022-05-04 8,064 $0.00 142,016 No 4 G Indirect By Trust
Common Stock Disposition 2022-05-04 10,000 $0.00 132,016 No 4 G Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 G Direct
No 4 G Indirect By Trust
No 4 G Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2022-05-04 104,101 $0.00 104,101 $32.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 339 Indirect By 401(k) Plan
Common Stock 922 Indirect By 401(k) Plan ESOP
Footnotes
  1. Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
  2. The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.56 to $68.96. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Total includes previously reported restricted stock units.
  4. Bona fide gift to a charitable foundation.
  5. This option granted in February 2013, and expiring on February 15, 2023, is fully vested and exercisable.