Filing Details

Accession Number:
0001062993-22-011159
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-02 13:26:56
Reporting Period:
2022-04-28
Accepted Time:
2022-05-02 13:26:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565717 S. Timothy Huval Humana Inc.
500 West Main Street
Louisville KY 40202
Chief Administrative Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Disposition 2022-03-15 439 $0.00 9,245 No 4 G Direct
Humana Common Disposition 2022-04-28 3,477 $443.14 5,768 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $307.97 2026-02-25 2,036 2,036 Direct
Humana Common Options $350.79 2027-02-24 6,088 6,088 Direct
Humana Common Options $376.61 2028-02-22 5,003 5,003 Direct
Humana Common Options $425.06 2029-02-21 3,932 3,932 Direct
Humana Common Restricted Stock Units $0.00 404 404 Direct
Humana Common Restricted Stock Units $0.00 811 811 Direct
Humana Common Restricted Stock Units $0.00 1,085 1,085 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-02-25 2,036 2,036 Direct
2027-02-24 6,088 6,088 Direct
2028-02-22 5,003 5,003 Direct
2029-02-21 3,932 3,932 Direct
404 404 Direct
811 811 Direct
1,085 1,085 Direct
Footnotes
  1. Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
  2. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
  3. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
  4. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
  5. Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  6. Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
  7. Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
  8. Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
  9. Shares disposed of represent a gift/charitable donation, effective March 15, 2022, in which no value was received in return.
  10. Price reported is weighted average sales price.