Filing Details

Accession Number:
0001604643-22-000075
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-04-21 16:36:56
Reporting Period:
2022-04-19
Accepted Time:
2022-04-21 16:36:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604643 Evoqua Water Technologies Corp. AQUA Refrigeration & Service Industry Machinery (3580) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626233 Nick Bhambri Evoqua Water Technologies Corp.
210 Sixth Avenue
Pittsburgh PA 15222
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-04-19 37,359 $4.64 61,124 No 4 M Direct
Common Stock Disposition 2022-04-19 37,359 $45.01 23,765 No 4 S Direct
Common Stock Acquisiton 2022-04-20 87,641 $4.64 111,406 No 4 M Direct
Common Stock Disposition 2022-04-20 87,641 $45.08 23,765 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2022-04-19 37,359 $4.64 37,359 $4.64
Common Stock Stock Option (Right to Buy) Disposition 2022-04-20 87,641 $4.64 87,641 $4.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
142,448 2024-05-12 No 4 M Direct
54,807 2024-05-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 134,788 Indirect By Trust
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022.
  2. The amount of these securities includes 2,817 unvested restricted stock units in respect of the issuer's common stock.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.0000 to $45.0375, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.000 to $45.5100, inclusive.
  5. Shares held by the Nick Bhambri Revocable Trust dated June 23, 2008, of which Mr. Bhambri is trustee.
  6. This option is fully vested.