Filing Details

Accession Number:
0001209191-22-024827
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-04-19 18:40:08
Reporting Period:
2022-04-18
Accepted Time:
2022-04-19 18:40:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917273 Rambus Inc RMBS Semiconductors & Related Devices (3674) 943112828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341984 Luc Seraphin C/O Rambus Inc.
4453 North First Street, Suite 100
San Jose CA 95134
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-04-18 1,421 $12.84 252,603 No 4 M Direct
Common Stock Disposition 2022-04-18 1,421 $25.78 251,182 No 4 S Direct
Common Stock Acquisiton 2022-04-18 704 $12.80 251,886 No 4 M Direct
Common Stock Disposition 2022-04-18 704 $25.80 251,182 No 4 S Direct
Common Stock Disposition 2022-04-18 10,375 $25.76 240,807 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2022-04-18 1,421 $0.00 1,421 $12.84
Common Stock Employee stock option (right to buy) Disposition 2022-04-18 704 $0.00 704 $12.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,485 2028-02-01 No 4 M Direct
302 2027-02-01 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2021.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.60 to $25.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.59 to $25.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.
  5. The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021.