Filing Details

Accession Number:
0001227025-22-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-04-14 19:07:17
Reporting Period:
2022-04-12
Accepted Time:
2022-04-14 19:07:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227025 Neophotonics Corp NPTN Semiconductors & Related Devices (3674) 943253730
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488795 Storrs Timothy Jenks 3081 Zanker Rd
San Jose CA 95134
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-04-12 1,000 $0.00 510,956 No 4 G Direct
Common Stock Disposition 2022-04-12 1,000 $0.00 509,956 No 4 G Direct
Common Stock Disposition 2022-04-13 17,040 $15.16 492,916 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,076 Indirect As Trustee
Common Stock 3,200 Indirect Trustee-Family Trust
Common Stock 3,798 Indirect by Trust
Footnotes
  1. This transaction involved a gift of securities by the reporting person's spouse to their daughters. The reporting person disclaims beneficial ownership of the shares held by his daughters, and this report should not be deemed an admission that the reporting person in the beneficial owner of his daughters' shares for purposes of Section 16 or for any other purpose.
  2. Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  3. Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.