Filing Details

Accession Number:
0001019056-22-000322
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-04-08 09:43:54
Reporting Period:
2022-04-06
Accepted Time:
2022-04-08 09:43:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
872912 Delcath Systems Inc. DCTH Surgical & Medical Instruments & Apparatus (3841) 061245881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1622627 Rosalind Advisors, Inc. 175 Bloor Street Suite 1316, North Tower
Toronto A6 M4W 3R8
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2022-04-06 1,000 $6.49 424,500 No 4 P Indirect By Rosalind Advisors, Inc., the advisor to the Rosalind Funds
Common Shares Acquisiton 2022-04-07 1,000 $6.41 425,500 No 4 P Indirect By Rosalind Advisors, Inc., the advisor to the Rosalind Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Rosalind Advisors, Inc., the advisor to the Rosalind Funds
No 4 P Indirect By Rosalind Advisors, Inc., the advisor to the Rosalind Funds
Footnotes
  1. Includes 423,500 previously reported as of December 30, 2021 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds".
  2. Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.