Filing Details
- Accession Number:
- 0000899243-22-013980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-05 21:43:07
- Reporting Period:
- 2022-04-01
- Accepted Time:
- 2022-04-05 21:43:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866757 | Brilliant Earth Group Inc. | BRLT | Jewelry, Silverware & Plated Ware (3910) | 871015499 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1881502 | Chuenhong Jeffrey Kuo | C/O Brilliant Earth Group, Inc. 300 Grant Avenue, Third Floor San Francisco CA 94108 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-04-01 | 42,329 | $0.00 | 130,048 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-04-01 | 40,107 | $9.33 | 89,941 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-04-01 | 2,222 | $10.26 | 87,719 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2022-04-01 | 42,329 | $0.00 | 569,843 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2022-04-01 | 14,000 | $0.00 | 14,000 | No | 4 | C | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-04-01 | 11,799 | $9.59 | 2,201 | No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-04-01 | 2,201 | $10.27 | 0 | No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class A Common Stock | Acquisiton | 2022-04-01 | 14,000 | $0.00 | 14,000 | No | 4 | C | Indirect | Held by the Beta Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-04-01 | 11,802 | $9.59 | 2,198 | No | 4 | S | Indirect | Held by theBeta EchoFamilyHeld by the Beta Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-04-01 | 2,198 | $10.27 | 0 | No | 4 | S | Indirect | Held by theHeld by the Beta Echo Family Protection Trust |
| Class B Common Stock | Disposition | 2022-04-01 | 14,000 | $0.00 | 101,903 | No | 4 | J | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class B Common Stock | Disposition | 2022-04-01 | 14,000 | $0.00 | 101,903 | No | 4 | J | Indirect | Held by the Beta Echo Family Protection Trust |
| Class A Common Stock | Acquisiton | 2022-04-04 | 19,185 | $0.00 | 106,904 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-04-04 | 19,185 | $9.48 | 87,719 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2022-04-04 | 19,185 | $0.00 | 550,658 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2022-04-05 | 8,986 | $0.00 | 96,705 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-04-05 | 8,986 | $9.36 | 87,719 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2022-04-05 | 8,986 | $0.00 | 541,672 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | C | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | C | Indirect | Held by the Beta Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by theBeta EchoFamilyHeld by the Beta Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by theHeld by the Beta Echo Family Protection Trust |
| No | 4 | J | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | J | Indirect | Held by the Beta Echo Family Protection Trust |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Common Units | Disposition | 2022-04-01 | 42,329 | $0.00 | 42,329 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-04-01 | 14,000 | $0.00 | 14,000 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-04-01 | 14,000 | $0.00 | 14,000 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-04-04 | 19,185 | $0.00 | 19,185 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-04-05 | 8,986 | $0.00 | 8,986 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 733,043 | No | 4 | C | Direct | ||
| 101,903 | No | 4 | C | Indirect | ||
| 101,903 | No | 4 | C | Indirect | ||
| 713,858 | No | 4 | C | Direct | ||
| 704,872 | No | 4 | C | Direct |
Footnotes
- The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2021.
- This transaction was executed in multiple trades ranging from $9.10 to $10.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $10.16 to $10.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.
- This transaction was executed in multiple trades ranging from $9.22 to $10.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $10.23 to $10.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $9.18 to $9.675. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $9.12 to $9.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date.
- The reporting person's Form 4 filed on February 24, 2022 inadvertently underreported the number of common units directly held by the reporting person following the transactions reported therein. Theamounts in Table II, column 9 of this filing have been corrected.
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