Home > Insider Trading > Filing (0001317212-11-000052)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1054374	Broadcom Corp	BRCM	Semiconductors & Related Devices (3674)	330480482

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185813	A Daniel Marotta	5300 California Avenue Irvine CA 92617	Evp & Gm, Broadband Com Grp	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2011-05-31	62,500	$22.89	231,336	No	4	M	Direct
Class A Common Stock	Acquisiton	2011-05-31	47,813	$21.47	279,149	No	4	M	Direct
Class A Common Stock	Acquisiton	2011-05-31	304	$11.57	279,453	No	4	M	Direct
Class A Common Stock	Acquisiton	2011-05-31	2,823	$11.57	282,276	No	4	M	Direct
Class A Common Stock	Acquisiton	2011-05-31	42,188	$18.37	324,464	No	4	M	Direct
Class A Common Stock	Acquisiton	2011-05-31	70,000	$32.93	394,464	No	4	M	Direct
Class A Common Stock	Acquisiton	2011-05-31	77,083	$27.74	471,547	No	4	M	Direct
Class A Common Stock	Acquisiton	2011-05-31	78,125	$23.17	549,672	No	4	M	Direct
Class A Common Stock	Acquisiton	2011-05-31	31,250	$29.39	580,922	No	4	M	Direct
Class A Common Stock	Disposition	2011-05-31	467,309	$35.42	113,613	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee stock option (right to buy)	Disposition	2011-05-31	62,500	$0.00	62,500	$22.89
Class A Common Stock	Employee stock option (right to buy)	Disposition	2011-05-31	47,813	$0.00	47,813	$21.47
Class A Common Stock	Employee stock option (right to buy)	Disposition	2011-05-31	304	$0.00	304	$11.57
Class A Common Stock	Employee stock option (right to buy)	Disposition	2011-05-31	2,823	$0.00	2,823	$11.57
Class A Common Stock	Employee stock option (right to buy)	Disposition	2011-05-31	42,188	$0.00	42,188	$18.37
Class A Common Stock	Employee stock option (right to buy)	Disposition	2011-05-31	70,000	$0.00	70,000	$32.93
Class A Common Stock	Employee stock option (right to buy)	Disposition	2011-05-31	77,083	$0.00	77,083	$27.74
Class A Common Stock	Employee stock option (right to buy)	Disposition	2011-05-31	78,125	$0.00	78,125	$23.17
Class A Common Stock	Employee stock option (right to buy)	Disposition	2011-05-31	31,250	$0.00	31,250	$29.39

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-12-06	No	4	M	Direct
0	2015-02-04	No	4	M	Direct
0	2017-04-22	No	4	M	Direct
0	2017-04-22	No	4	M	Direct
0	2017-04-22	No	4	M	Direct
0	2017-05-02	No	4	M	Direct
22,917	2018-04-23	No	4	M	Direct
71,875	2019-04-27	No	4	M	Direct
68,750	2020-02-04	No	4	M	Direct

Footnotes

Such transaction was executed in multiple trades at prices ranging from $35.3996 to $35.6108. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Includes (i) 612 shares that are held as Class A common stock and (ii) 113,001 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are vested and immediately exercisable.