Filing Details
- Accession Number:
- 0001562180-22-003223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-05 16:05:00
- Reporting Period:
- 2022-04-01
- Accepted Time:
- 2022-04-05 16:05:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1395937 | Syndax Pharmaceuticals Inc | SNDX | Pharmaceutical Preparations (2834) | 320162505 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654430 | Briggs Morrison | C/O Syndax Pharmaceuticals, Inc. 35 Gatehouse Drive, Building D, Floor 3 Waltham MA 02451 | President, Head Of R&D | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-04-01 | 6,000 | $17.44 | 42,336 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-04-01 | 24,500 | $17.44 | 17,836 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-04-01 | 70,545 | $10.90 | 88,381 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-04-01 | 70,545 | $17.46 | 17,836 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-04-04 | 3,128 | $10.90 | 20,964 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-04-04 | 3,128 | $18.29 | 17,836 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | Disposition | 2022-04-01 | 70,545 | $0.00 | 70,545 | $10.90 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2022-04-04 | 3,128 | $0.00 | 3,128 | $10.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-09-09 | No | 4 | M | Direct | |
| 0 | 2025-09-09 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 1,221,283 options to purchase shares of common stock that are vested and immediately exercisable and a total of 439,417 options to purchase shares of common stock that have not yet vested.
- The sale prices ranged from $17.21 to $17.62.
- The sale prices ranged from $17.19 to $17.66.
- The sale prices ranged from $17.18 to $17.69.
- The sale prices ranged from $17.75 to $19.17.
- This option is fully vested.
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