Filing Details
- Accession Number:
- 0001567619-22-008059
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-04-05 11:58:51
- Reporting Period:
- 2021-08-04
- Accepted Time:
- 2022-04-05 11:58:51
- Original Submission Date:
- 2021-10-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1755953 | Akerna Corp. | KERN | Services-Computer Processing & Data Preparation (7374) | 832242651 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1780327 | Ryan Matthew Kane | C/O Akerna Corp. 1550 Larimer Street, Suite 246 Denver CO 80202 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2021-08-04 | 2,628 | $0.00 | 6,396 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2021-10-08 | 11,299 | $2.70 | 145,855 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Units | Disposition | 2021-08-04 | 2,628 | $0.00 | 2,628 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,626 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 261,340 | Indirect | Held by Seam Capital, LLC |
Footnotes
- Includes 128,160 common shares purchased by the reporting person on October 6, 2021, as reported on Form 4 filed with the Securities and Exchange Commission on October 8, 2021.
- Held by Seam Capital, LLC. The reporting person disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest therein.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- The RSUs were granted on April 26, 2021 and vest as follows: 1/4 on date of grant; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicate vesting date..
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