Filing Details

Accession Number:
0001093691-11-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-02 16:34:37
Reporting Period:
2011-05-31
Filing Date:
2011-06-02
Accepted Time:
2011-06-02 16:34:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093691 Plug Power Inc PLUG Electrical Industrial Apparatus (3620) 223672377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008001 C George Mcnamee 968 Albany Shaker Road
Latham NY 12110
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Plug Power Common Stock Acquisiton 2011-05-31 40,000 $2.42 91,096 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Plug Power Common Stock Warrants Acquisiton 2011-05-31 30,000 $2.42 30,000 $3.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,500 2011-05-31 2016-05-31 No 4 P Direct
Footnotes
  1. The shares and warrants were acquired on May 31, 2011 as part of a public offering of shares of common stock and warrants to purchase shares of common stock. Pursuant to the terms of the public offering, each share of common stock was sold together with 0.75 of a 5-year warrant to purchase one share of common stock for an aggregate purchase price of $2.42 per combination.
  2. On May 19, 2011, Plug Power Inc. effected a 1-for-10 reverse stock split of its common stock, resulting in the reporting person's ownership of 459,873 fewer shares of common stock.
  3. Existing stock options held by the reporting person have been adjusted to reflect the 1-for-10 reverse stock split as follows: 2,000 granted 5/16/2002 exercise price $102.30; 1,500 granted 5/22/2003 exercise price $50.20; 1,500 granted 5/20/2004 exercise price $75.00; 1,500 granted 6/1/2005 exercise price $62.20; 1,500 granted 6/28/2006 exercise price $46.40; 1,500 granted 5/17/2007 exercise price $29.80; 1,500 granted 5/21/2008 exercise price $32.10; 12,500 granted 2/10/2009 exercise price $9.10; 1,500 granted 5/20/2009 exercise price $9.50; 12,500 granted 5/20/2009 exercise price $9.50; 1,500 granted 5/19/2010 exercise price $4.80; 1,500 granted 5/12/2011 exercise price $5.10.
  4. This total also accounts for 2,000 options that expired on May 16, 2011.