Filing Details

Accession Number:
0001834012-22-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-04-04 20:32:10
Reporting Period:
2022-03-31
Accepted Time:
2022-04-04 20:32:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422930 Pubmatic Inc. PUBM Services-Computer Programming, Data Processing, Etc. (7370) 205863224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834012 C. Thomas Chow C/O Pubmatic, Inc.
601 Marshall St.
Redwood City CA 94063
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-03-31 803 $0.00 1,607 No 4 M Direct
Class A Common Stock Acquisiton 2022-04-01 2,060 $0.00 3,667 No 4 M Direct
Class A Common Stock Disposition 2022-04-04 560 $27.59 3,107 No 4 S Direct
Class A Common Stock Disposition 2022-04-04 306 $28.01 2,801 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2022-03-31 803 $0.00 803 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2022-04-01 2,060 $0.00 2,060 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,843 No 4 M Direct
30,901 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.88 to $27.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $28.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
  4. Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
  5. The restricted stock units vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  6. RSUs do not expire; they either vest or are canceled prior to the vesting date.
  7. The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.