Filing Details

Accession Number:
0001209191-22-022585
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-04-04 17:34:36
Reporting Period:
2022-03-31
Accepted Time:
2022-04-04 17:34:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
914208 Invesco Ltd. IVZ Investment Advice (6282) 980557567
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1345471 Trian Fund Management, L.p. 280 Park Avenue, 41St Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-31 2,000,000 $23.07 54,020,400 No 4 P Indirect Please see explanation below
Common Stock Acquisiton 2022-04-01 1,474,538 $23.13 55,494,938 No 4 P Indirect Please see explanation below
Common Stock Acquisiton 2022-04-04 250,062 $23.46 55,745,000 No 4 P Indirect Please see explanation below
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Please see explanation below
No 4 P Indirect Please see explanation below
No 4 P Indirect Please see explanation below
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,634 Indirect Please see explanation below
Footnotes
  1. The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $22.865 to $23.16. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  2. The Reporting Person serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by Trian AM Holdco. The Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  3. The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $22.79 to $23.31. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  4. The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $23.01 to $23.63. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  5. By virtue of a fee agreement, the Reporting Person may be deemed to have shared voting power and shared dispositive power with regard to certain director shares that each of Nelson Peltz, Chief Executive Officer and a founding partner of the Reporting Person, and Ed Garden, Chief Investment Officer and a founding partner of the Reporting Person, directly and beneficially own and which each received in his former capacity as a director of the Issuer. The Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.