Filing Details
- Accession Number:
- 0000899243-22-013373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-04 16:59:40
- Reporting Period:
- 2021-07-27
- Accepted Time:
- 2022-04-04 16:59:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1484565 | Soleno Therapeutics Inc | SLNO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1021412 | W Jack Schuler | 100 N. Field Drive, Suite 360 Lake Forest IL 60045 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-07-27 | 19,748 | $0.86 | 4,065,044 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2021-08-17 | 49,841 | $0.78 | 4,015,203 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2021-09-22 | 2,599 | $0.87 | 4,012,604 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2021-09-23 | 100,000 | $0.88 | 3,912,604 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2022-02-10 | 800 | $0.35 | 3,911,804 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Acquisiton | 2022-03-31 | 4,000,000 | $0.00 | 7,911,804 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Acquisiton | 2022-03-31 | 4,000,000 | $0.00 | 4,000,000 | $0.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,000,000 | 2022-03-31 | 2027-03-31 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,707,848 | Indirect | See Footnote |
Footnotes
- The securities are held by the Schuler Education Foundation (formerly the Schuler Family Foundation), for which the Reporting Person serves as President.
- Each share of common stock was purchased together with one (1) warrant to purchase one (1) share of common stock for an aggregate price of $0.25.
- The shares are held by the Jack W. Schuler Living Trust, for which the Reporting Person serves as Trustee..
Billionaire Hedge Funds
