Filing Details
- Accession Number:
- 0001271489-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 14:38:00
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 14:38:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1271489 | Christian Ragot | 140 John James Audubon Parkway Amherst NY 14228 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-31 | 300 | $19.47 | 15,052 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 3,433 | $19.50 | 18,485 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 1,400 | $19.52 | 19,885 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,752 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 235 | 235 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 650 | 650 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 1,300 | 1,300 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 235 | 235 | Direct | |
| 650 | 650 | Direct | |
| 1,300 | 1,300 | Direct |
Footnotes
- Originally a 940 restricted stock unit award, 470 restricted stock units became fully vested and non-forfeitable on November 10, 2009 and 235 restricted stock units became fully vested and non-forfeitable on November 10, 2010. The remainging 235 restricted stock units become fully vested and non-forfeitable on November 10, 2011, if reporting person remains a director of issuer.
- Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- Originally a 1300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 27, 2010. The remaining 650 restricted stock units become fully vested and non-forfeitable 50% on July 27, 2011 and 50% on July 27, 2012, if reporting person remains a director of issuer.
- Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture; units become fully vested and non-forfeitable 50% on July 26, 2011, 25% on July 26, 2012 and 25% on July 26, 2013, if reporting person remains a director of issuer.
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