Filing Details

Accession Number:
0001816590-22-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-31 14:38:01
Reporting Period:
2022-02-01
Accepted Time:
2022-03-31 14:38:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1816590 Compass Pathways Plc CMPS Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1898326 Ekaterina Malievskaia Compass Pathways Plc
33 Broadwick Street
London X0 W1F 0DQ
Chief Innovation Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2022-02-01 13,000 $0.00 4,274,569 No 4 A Direct
Ordinary Shares Disposition 2022-03-29 6,372 $12.48 4,268,197 No 4 S Direct
Ordinary Shares Acquisiton 2022-02-01 29,000 $0.00 4,290,573 No 4 A Indirect By: Spouse
Ordinary Shares Disposition 2022-03-29 6,372 $12.48 4,284,201 No 4 S Indirect By: Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 A Indirect By: Spouse
No 4 S Indirect By: Spouse
Footnotes
  1. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
  2. Includes Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share and are subject to vesting.
  3. Shares were sold to satisfy payment of a tax liability upon RSUs vesting.
  4. Securities held by George Goldsmith, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company.